Regulation of financial planners
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Regulation of financial planners

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Published by Thomson/West in [Eagan, MN] .
Written in English



  • United States,
  • United States.


  • Financial planners -- Legal status, laws, etc. -- United States -- States,
  • Investment advisors -- Legal status, laws, etc. -- United States -- States,
  • Financial planners -- Legal status, laws, etc. -- United States,
  • Investment advisors -- Legal status, laws, etc. -- United States

Book details:

Edition Notes

Statementby John P. Moriarty and Curtlan R. McNeily.
SeriesSecurities law series ;, v. 19, 19A
ContributionsMcNeily, Curtlan R.
LC ClassificationsKF2921.Z95 M672
The Physical Object
Paginationv. (loose-leaf) :
ID Numbers
Open LibraryOL3389997M
LC Control Number2004616775

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